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Category: Responsible Defence Governance

By Ara Marcen Naval, Head of Advocacy at Transparency International Defence & Security

 

Last week the US President issued a government memorandum making corruption a core national security concern.

Transparency International’s new research reveals there is good cause for concern. The 2020 Government Defence Integrity Index (GDI) shows that nearly two-thirds of countries –  62 per cent – face a high to critical risk of corruption in their defence and security sectors.

Countries that score poorly in the GDI have weak or non-existent safeguards against defence sector corruption. They are more likely to experience conflict, instability, and human rights abuses. Sudan, which has just undergone a military coup, came bottom of the Index with a score of 5/100 while New Zealand came top with a score of 85/100.

The GDI findings should ring alarm bells in governments around the world; particularly as global military spending has increased to some $2 trillion annually, fuelling the scale and opportunity for abuse.

Corruption in a nation’s defence institutions weakens security forces and threatens wider peace and stability. It eats away at public trust in the state and the rule of law, giving vital oxygen to non-state and extremist armed groups. It leaves governments unable to properly protect their citizens – their primary function. We have seen examples time and time again. Think of Iraq, when in 2014 50,000 ‘ghost soldiers’ (troops that exist only on paper) were found on the books.  Their salaries were either stolen by senior officers or split between soldiers and high-ranking officers. The phenomenon has a human and financial cost leaving forces depleted, unprepared to face real threats and unable to fulfil their mandate to protect citizens and provide national security.

The GDI provides defence institutions across 86 nations with a comprehensive assessment of their corruption risk and a platform to identify the safeguards needed to prevent corruption. It does not measure corruption itself. It is not concerned with calculating stolen government funds, identifying corrupt figures, nor even estimating how corrupt the public thinks their defence forces are.

Rather, the GDI offers a roadmap for better governance of the defence sector. It maps out gaps in policies and practices that can prevent corruption and provides standards that countries can follow to strengthen their systems, across five main risk areas: policymaking and political affairs, finances, personnel management, military operations, and procurement. It assigns a score out of 100 and ranks countries from A (very robust safeguards) to F (limited to no safeguards against corruption).

Military operations

The GDI results are particularly poor when it comes to military deployments for internal security operations and peacekeeping missions overseas. Almost every country assessed performs badly in terms of anti-corruption safeguards in this area. That includes nations most actively engaged in international missions. Bangladesh scores 0/100 operationally yet is the top contributor of uniformed troops to UN peacekeeping missions.

Countries facing internal threats fare no better when it comes to military operations. A lack of anti-corruption safeguards means troops may be more likely to contribute to exacerbating conflict rather than bringing about peace.

These findings leave little doubt that governments are overlooking the corrosive impact of defence and security corruption despite its clear threat to peace, stability and human life.

Arms trade

The GDI also reveals significant corruption risks among the world’s major arms suppliers and recipients.

Eighty-six percent of global arms exports between 2016-2020 were from countries with a moderate to very high risk of corruption. For major arms suppliers, the GDI exposes poor parliamentary scrutiny, transparency and oversight in export and procurement processes. The top five exporters accounted for 76% of the global total.

Meanwhile, just under half – 49% – of global arms imports are to countries with a high to critical risk of defence corruption. These countries lack the policies and systems to independently oversee these deals or how these weapons will be used. Nor do they provide meaningful data on how they choose which companies to buy from or whether any third parties are involved. This lack of transparency leaves the door wide open to bribery, theft of public money and to weapons finding their way into the hands of criminal gangs or insurgent groups.

Overall, the GDI paints a dismal picture of a defence sector that continues to operate in secrecy, with inadequate policies and procedures to mitigate high corruption risks. This lack of transparency and accountability sets the scene for government activity that has devastating consequences for civilians and global security.

If governments are serious about building national and international security and stability, they must embed transparency and anti-corruption at the core of defence institutions. Getting this right is vital to averting future conflict, failed interventions and the devastating human cost that comes with them. To see the GDI results in detail go to https://ti-defence.org/gdi

November 16, 2021 – The 2020 Government Defence Integrity Index (GDI) released today by Transparency International Defence & Security reveals nearly two-thirds of countries face a high to critical risk of corruption in their defence and security sectors.

Countries that score poorly in the GDI have weak or non-existent safeguards against defence sector corruption and are more likely to experience conflict, instability, and human rights abuses.

View the scores here

The results come as global military spending has increased to some $2 trillion annually, fuelling the scale and opportunity for corruption.

The GDI assesses and scores 86 countries across five risk areas: financial, operational, personnel, political, and procurement, before assigning an overall score. It uses the following scale:

 

Global highlights

  • 62% of countries receive an overall score of 49/100 or lower, indicating a high to critical risk of defence sector corruption across all world regions.
  • New Zealand tops the Index with a score of 85/100.
  • Sudan, which just last month saw the military seize power in a violent coup, performs the worst, with an overall score of just 5/100.
  • The average score for G20 countries is 49/100.
  • Almost every country scores poorly in terms of its safeguards against corruption in military operations. The average score in this area is just 16/100 because most countries lack anti-corruption as a core pillar of their mission planning.
  • Among those that scored particularly poorly in this area are key countries contributing to or leading major international interventions such as Bangladesh (0/100).
  • 49% of global arms imports are sold to counties facing a high to critical risk of defence corruption.

 

 

Natalie Hogg, Director of Transparency International’s Defence and Security Programme, said:

“These results show that most defence and security sectors around the world lack essential safeguards against corruption. Defence sector corruption undermines defence forces, weakening their ability to provide security to citizens, secure national borders and bring about peace. In the worst cases defence sector corruption has the potential to exacerbate conflict rather than to respond to it effectively.

“We urge all governments featured in this Index to act on these findings. They must strengthen their safeguards against corruption and remove the veil of secrecy that so often prevents meaningful oversight of the defence sector. It’s critical that they embed anti-corruption at the core of all military operations to stop corruption and its devastating impact on civilians around the world.”

Implications for military operations

Almost every country performs badly in the military operations risk area. The GDI assesses the strength of anti-corruption safeguards in military deployments, whether that be deploying troops for internal security purposes or sending them on a peacekeeping mission overseas.

Only New Zealand has a low risk of corruption in its military deployments (operations score of 71/100), while a handful of countries perform moderately well in this area, including the UK (operations score of 53) and Norway (50).

Eighty-one countries face a high to critical risk in their military operations. This poses serious questions for countries facing internal threats, where a lack of anti-corruption safeguards in operations means troops are far more likely to contribute to conflict than quell it.

The lack of corruption safeguards in military operations should also be alarming to governments involved in international interventions through regional and international organisations. For example, Bangladesh (operations score of 0/100) is the top contributor of uniformed troops to UN peacekeeping missions.

 

Natalie Hogg, Director of Transparency International’s Defence and Security Programme, said:

“The lack of safeguards against corruption in military operations by many countries most actively involved in international interventions is particularly worrying. Time and time again international forces have failed to take the corrosive impact of defence and security corruption seriously despite the clear threat it poses to peace and stability. Getting this right is vital to averting future failed interventions and the devastating human cost that comes with them.”

 

Corruption in the arms trade

The GDI shows that 86% of global arms exports between 2016-2020 originate from countries at a moderate to very high risk of corruption in their defence sectors.

Meanwhile, 49% of global arms imports are to counties facing a high to critical risk of defence corruption.

These countries do not allow lawmakers, auditors or civil society to scrutinise arms deals, nor do they provide meaningful data on how they choose which companies to buy from or whether any third parties are involved.

This lack of transparency leaves the door wide open to bribery, public money being wasted and weapons finding their way into the hands of criminal gangs or insurgent groups.

Given the devastating impact on human life and security that corruption continues to have through the licit and illicit global arms trade, it is vital that both exporting and importing governments have strong anti-corruption measures and transparency.

 

 

Notes to editors:

About Transparency International

Through chapters in more than 100 countries, Transparency International has been leading the fight against corruption for the last 27 years.

The GDI is produced by Transparency International’s Defence and Security Programme, based in London, UK.

About the Government Defence Integrity Index

The GDI is the only global assessment of the governance of and corruption risks in defence sectors.

The GDI was previously known as the Government Defence Anti-Corruption Index (GI). The Index underwent a major update for the 2020 version, including changes to the methodology and scoring underpinning the project. This means overall country scores from this 2020 version cannot be accurately compared with country scores from previous iterations of the Index.

For more information, visit www.ti-defence.org/gdi/about

 

Contact:

Harvey Gavin

[email protected]

+44 (0)20 3096 7695

+44 (0)79 6456 0340 (out of hours)

Transparency International Defence & Security will release the full results of its Government Defence Integrity Index on Tuesday, November 16 at 00.01 CET.

The Government Defence Integrity Index (GDI) is the only global assessment of corruption risks in the defence and security sector. It provides a snapshot of the strength of anti-corruption safeguards in 86 countries.

More on the GDI: https://ti-defence.org/gdi/about/

The GDI highlights a worrying lack of safeguards against corruption in defence and security sectors worldwide. It also shows countries contributing to or leading major international interventions lack key anti-corruption measures in their overseas operations.

Full results and scores for countries will be published here at 00.01 CET on Tuesday, November 16: https://ti-defence.org/gdi/map/

To request interviews or press materials under embargo until publication, please email the Transparency International UK press office [email protected]

 

Our research shows Freedom of Information regimes in countries across the world are not good enough at protecting the public’s right to know

By Ara Marcen and Najla Dowson-Zeidan

 

The ‘right to know’ for citizens to learn what public institutions are doing on their behalf is a crucial component of human rights law, and vital to combat corruption by providing transparency and accountability. But as with all rights, there is often a big difference between being entitled to them and being able to realise them. With the right of access to information, nowhere is this gulf more apparent than in the defence and security sector.

Militaries, security institutions and ministries of defence are notoriously opaque. Despite robust international (and some national) anti-corruption and freedom of information legislation that governs public sectors, the defence sector is frequently given a green light to remain secretive and evade accountability by utilising the ‘national security’ exemptions so often contained in this legislation. The result is that secrecy is often the norm and transparency the exception.

This approach to transparency in defence needs to change. The secretive nature of defence, and a lack of transparency and access to information, impairs civilian control of the security sector, hampers oversight bodies and increases corruption risks at all levels. It allows corruption to occur unexposed, unaddressed, and in the shadows.

Transparency should be the norm and secrecy the exception. While some information in the defence sector may need to remain classified for legitimate national security reasons, this should be a well-founded exception – not a rule. Maintaining high levels of secrecy limits scrutiny and allows the vicious circle of secrecy, opportunity for corrupt acts and self-enrichment to flourish.

This International Right to Know Day, we call on all governments and public authorities to limit the opacity around security to only the most sensitive information – where the likelihood of harm as a result of its disclosure clearly outweighs the harm to the public interest in withholding it – so national security is not a pretext for limiting citizens’ right to information. Defence and security sectors should not be treated as exceptional when it comes to the public’s right to know how their money is being spent and how key policy decisions are being made.

Initial findings of our global Government Defence Integrity Index, a vast pool of data that assesses how government defence institutions protect themselves against the risk of corruption, show that in most countries there is a long way to go to make mechanisms for accessing information from the defence sector effective. Of the 86 countries assessed, almost half were assessed as at a high to critical risk of corruption in relation to their access to information regimes, meaning that the legal frameworks for access to information, implementation guidelines, and effectiveness of practice at the institutional level are currently not good enough at upholding citizens’ right to access information.

Weaknesses in legal frameworks regulating access to information in defence expose countries to high levels of corruption risk as they reduce transparency and hamper effective oversight of the sector. However, the implementation of these frameworks in practice presents even more significant risks. Poor implementation of Access to Information regulations in defence makes information extremely difficult to obtain and undermines the effectiveness of legislation.

The GDI data shows a significant implementation gap; even where legal frameworks are in place, most countries score less well in terms of actually putting this into practice The vast majority of countries fall well short of the good practice standard for implementation, whereby ‘the public is able to access information regularly, within a reasonable timeline, and in detail’. Most were assessed as having at least some shortcomings in facilitating access to defence-related information to the public (for example, delays in access or key information missing), and in more than one in three of the countries assessed the public is rarely able to access information from the defence sector, if at all. While corruption in every sector wastes resources and undermines trust between the state and its citizens, corruption in the defence and security sector, among institutions tasked with keeping peace and security, has a particularly detrimental impact. In fragile and conflict states, corruption – both a cause and a consequence of conflict – frequently permeates all areas of public life.

And the costs of this are high – both financially (with annual global military expenditure estimated to be almost $2 trillion[1]) and in terms of human security. Corruption damages populations’ conception of the legitimacy of central authorities, threatens the social contract, and ultimately the rule of law and attainment of human rights.

The right to information and transparency are key pillars for good governance and accountability and are crucial tools in the fight against corruption. They enable external oversight of government – and the military – by legislators, civil society and the media, increasing accountability of political decision-making and institutional practice. They enable informed participation of the public and civil society in public debates and development of policy and law. And they bring corruption risks – and actual incidents of corruption – to light, facilitating the push for accountability and reform.

 

Recommendations:

We’re calling on states to renew their commitment to the right to information. They need to ensure that their national legal frameworks include laws that enable the public to exercise the right of access to information across all sectors. Rules for classification and declassification must be rigorous and publicly available, with clearly defined grounds for classifying information, established classification periods. And there should be the possibility of appeal for those who wish to access information withheld in Freedom of Information proceedings.

Defence institutions should have in place rigorous and publicly available rules for withholding information, with clearly defined procedures and grounds for classifying information, established classification periods, and a possibility of appeal for those who wish to access information withheld in Freedom of Information proceedings. They should be accompanied by clear criteria and process for public interest and harm tests that can help balance genuine needs for secrecy with overall public interest. Adopting and endorsing the Global Principles on National Security and the Right to Information (the Tshwane Principles) would be a good step towards having the right access to information regime in place.

To make sure that secrecy does not trump the right to know – and to strengthen the ability of defence institutions to protect themselves against the risk of corruption – governments should consider these key principles:

  1. Freedom of information is a right. Any limitations of this should be the exception, not the rule.
  2. Transparency is a key tool against corruption. Enabling public scrutiny, rather than undermining a public institution, can lead to better use of resources and reduce risk of corruption.
  3. The interest of preventing, investigating, or exposing corruption should be considered as an overriding public interest in public interest and harm tests, as corruption is not only a waste of public resources, but also seriously undermines the national security efforts of a country.

For more on Access to Information in the defence sector, see our factsheet.

 

[1] https://www.sipri.org/media/press-release/2021/world-military-spending-rises-almost-2-trillion-2020

May 6, 2021 – Close links between the defence industry and governments in Europe are jeopardising the integrity and accountability of national security decisions, according to a new report by Transparency International – Defence and Security.

Defence Industry Influence on Policy Agendas: Findings from Germany and Italy explores how defence companies can influence policy through political donations, privileged meetings with officials, funding of policy-focused think tanks and the ‘revolving door’ between the public and private sector.

These ‘pathways’ can be utilised by any business sector, but when combined with the huge financial resources of the arms industry and the veil of secrecy under which much of the sector operates, they can pose a significant challenge to the integrity and accountability of decision-making processes – with potentially far-reaching consequences.

This new study calls on governments to better understand the weaknesses in their systems that can expose them to undue influence from the defence industry, and to address them through stronger regulations, more effective oversight and increased transparency.

 

Natalie Hogg, Director of Transparency International – Defence and Security, said:

“When individuals, groups or corporations wield disproportionate or unaccountable influence, decisions around strategy and expenditure can be made to benefit private interests rather than the public good. In defence, this can lead to ill-equipped armed forces, the circumvention of arms export controls, and contracts that line the pockets of defence companies at the public’s expense.

“The defence and security sectors are a breeding ground for hidden and informal influence. Huge budgets and close political ties, combined with high levels of secrecy typical of issues deemed to be of national security, means these sectors are particularly vulnerable. Despite the serious risk factors, government oversight systems and regulations tend to be woefully inadequate, allowing undue influence to flourish, with a lot to gain for those with commercial interests.

 

Transparency International – Defence and Security calls on states to implement solutions to ensure that their defence institutions are working for the people and not for private gain.

Measures such as establishing mandatory registers of lobbyists, introducing a legislative footprint to facilitate monitoring of policy decisions, strengthening conflict of interest regulations and their enforcement, and ensuring a level of transparency that allows for effective oversight, will be important steps towards curbing the undue influence of industry over financial and policy decisions which impact on the security of the population.

 

Notes to editors:

Defence Industry Influence on Policy Agendas: Findings from Germany and Italy is based on two previous reports which take an in-depth look at country case studies. The two countries present different concerns:

  • In Italy, the government lacks a comprehensive and regularly updated defence strategy, and thus tends to work in an ad hoc fashion rather than systematically. A key weakness is a lack of long-term financial planning for defence programmes and by extension, oversight of the processes of budgeting and procurement.
  • In Germany, despite robust systems of defence strategy formation and procurement, significant gaps in capabilities have led to an overreliance on external technical experts, opening the door to private sector influence over key strategic decisions.

The German report can be found here and the Italian report here.

The information, analysis and recommendations presented in the case studies were based on extensive document review and more than 50, mainly anonymous, interviews.

 

Contact:

Harvey Gavin

[email protected]

+44 (0)20 3096 7695

+44 (0)79 6456 0340 (out of hours)

New report warns close relationships and weak regulations leave door open to undue influence

 

28 April, 2021 – A close relationship between the defence industry and the Italian government jeopardises the integrity and accountability of the political decision-making process, according to new research by Transparency International – Defence and Security.

Released today, Defence Industry Influence in Italy: Analysing Defence Industry Influence on the Italian Policy Agenda details how defence companies can use their access to policymakers to exert considerable influence over defence and security decision-making in Italy.

The report, prepared by Transparency International – Defence and Security with the support of the Italian Coalition for Civil Liberties and Rights (CILD) and Osservatorio Mil€x sulle spese militari, invites the Italian government to understand better the weaknesses of its system such as to expose the decision-making process to undue influence by the defence industry, as well as to address them through more stringent regulations, more effective control and greater transparency.

In particular, Transparency International, Osservatorio Mil€x and CILD call on the Italian government to:

  1. Establish a process to publish and review a regular, clear and comprehensive national defence strategy with meaningful participation of different stakeholders including civil society.
  2. Introduce a new law to regulate lobbying and implement a mandatory stakeholder public register, with clear definitions and a public agenda of meetings between stakeholders and authorities, to allow full scrutiny.
  3. Widen the scope and applicability of ‘revolving door’ regulations to prevent conflicts of interest and reduce opportunities for undue influence
  4. Increase transparency in the export licensing process to allow for full and meaningful oversight.

Notes to editors:

  • The full press release, in Italian, is available here.
  • The report “Defence Industry Influence in Italy: Analysing Defence Industry Influence on the Italian Policy Agenda” was prepared by Transparency International – Defence & Security with the support of Italian Coalition for Civil Liberties and Rights (CILD) and Osservatorio Mil€x sulle spese militari.
  • The report examines the structures, processes and legal regulations designed to ensure transparency and control based on 20 expert interviews. The report is part of an overarching study of the influence of the defence industry on politics in several European countries.

 

Contact:

Harvey Gavin

[email protected]

+44 (0)20 3096 7695

February 25, 2021 – Stabilisation and peacebuilding efforts in West Africa are being undermined by a failure to address underlying corruption and a lack of accountability in the region’s security sectors, according to new research by Transparency International.

The Missing Element finds that strengthening accountability and governance of groups including the armed forces, law enforcement and intelligence services – not just providing training and new equipment – is a crucial but often neglected component to successful security sector reform (SSR).

Read the report.

By analysing examples from across West Africa, the report details how the high threat of corruption has undermined the rule of law, fuelled instability, and ultimately resulted in SSR efforts falling short of their objectives.

The report serves as a framework for policymakers to assess how corruption is fuelling conflict, then embed anti-corruption measures to reform the security sector into one which is more effective at maintaining peace and more accountable to the population it serves.

 

Natalie Hogg, Director of Transparency International’s Defence & Security Programme, said:

“Stabilisation and peacebuilding efforts across West Africa have focussed largely on providing training and equipment but rarely resulted in major change. This report details how a focus on anti-corruption and strengthening accountability has been the missing element. Only by recognising and understanding the impact of corruption in the defence and security sector and taking steps to combat it can these programmes hope to transform the sector into one which is both efficient and accountable.”

 

The Missing Element analyses security sector reform and governance in five countries that our research has previously flagged as being at a high risk of defence sector corruption: Côte d’Ivoire, Ghana, Mali, Niger and Nigeria.

It concludes these interventions fell short because the focus was on providing practical support such as training programmes and new weapons and equipment (with between 80-90% of funding for SSR initiatives typically spent on these) rather than addressing underlying corruption.

The report assesses the main corruption risks in West Africa which are undermining SSR efforts, including:

 

Financial management

Limited or ineffective supervision over how defence budgets are spent present a huge corruption risk, but reforms to improve transparency in this area have often been neglected as part of SSR programmes.

National defence strategies in Niger and Nigeria are so shrouded in secrecy that it is impossible to determine whether defence purchases are legitimate attempts to meet strategic needs or individuals embezzling public funds. In Mali, Ghana, and Côte d’Ivoire, a lack of formal processes for controlling spending has resulted in numerous examples of unplanned and opportunistic purchases.

Defence sector oversight

Effective oversight and scrutiny of the defence sector by parliamentarians is essential to increase accountability and reduce opportunities for corruption, but despite being a key pillar of SSR, parliamentary oversight remains poor in West Africa.

In Ghana, only a handful of the 18 members of the Parliament Select Committee on Defence and Interior have the relevant technical expertise to perform their responsibilities. In Mali, the parliamentary body charged with scrutinising the defence sector was chaired by the president’s son until mid-2020. In Niger, the National Audit Office, which is responsible for auditing the defence sector’s spending, published its audit for 2014 in 2017.

 

Recommendations:

  • SSR policymakers at institutional level, such as United Nations (UN), African Union (AU) and the Economic Community of West African States (ECOWAS), to publicly acknowledge the nexus between corruption and conflict, and adapt SSR policy frameworks accordingly.
  • SSR practitioners operating in West Africa to undertake corruption-responsive SSR assessments to better inform the design of national SSR strategies and in all phases of their implementation.
  • SSR practitioners to build on anti-corruption expertise to ensure that corruption is addressed as an underlying cause of conflict.

 

Notes to editors:

Security sector refers to the institutions and personnel responsible for the management, provision and oversight of security in a country. Broadly, the security sector includes defence, law enforcement, corrections, intelligence services and institutions responsible for border management, customs and civil emergencies.

Security sector reform (SSR) is a process of assessment, review and implementation as well as monitoring and evaluation led by national authorities that has as its goal the enhancement of effective and accountable security for the state and its peoples without discrimination and with full respect for human rights and the rule of law.

The five countries analysed in this report (Côte d’Ivoire, Ghana, Mali, Niger and Nigeria) were previously assessed in Transparency International Defence & Security’s Government Defence Integrity Index.

 

About Transparency International Defence & Security

The Defence & Security Programme is part of the global Transparency International movement and works towards a world where governments, the armed forces, and arms transfers are transparent, accountable, and free from corruption.

By Benedicte Aboul-Nasr, Project Officer, Transparency International – Defence & Security

 

On October 17, 2019, Lebanese citizens took to the streets in response to a government proposal to tax WhatsApp communications, in what would become known as the “Thawra”, or “Uprising” against widespread corruption and worsening economic conditions. A year after the beginning of the protests, and two months after the explosion in the Port of Beirut killed 191 people, injured over 6,500, and uprooted nearly 300,000, Lebanese citizens still have no clear answers as to why for six years, 2,700 tons of explosive chemicals were stored in hazardous conditions at the heart of Lebanon’s capital. Many suspect that a long history of negligence and corruption, the very factors that pushed people to the streets last year, are at least partly responsible for the devastation that took place on August 4, 2020.

The government response has been uneven and in the aftermath of the explosion authorities were slow to support immediate relief efforts. Instead, when Lebanese protesters took to the streets on August 8 to voice their anger towards a political class that many believe has benefited from Lebanese resources for decades, security forces responded harshly, deploying tear gas and live ammunition against protesters. Two days later, Hassan Diab’s government resigned, noting that corruption in Lebanon is “bigger than the state”. And, on August 13, eight days after the explosion, Parliament voted for a state of emergency, giving defence forces a broader mandate than the one they already had under the general mobilisation adopted to help contain COVID-19. Since then, Prime Minister-designate Mustapha Adib stepped down, within a month of his nomination, having failed to achieve the consensus necessary to form a government. At the time of writing, Lebanon remains in a political impasse, while former Prime Minister Hariri, who had stepped down two weeks into the protests in October 2019, is in the running to replace his successor.

Allegations of government corruption are not isolated incidents, and mismanagement has led to numerous crises and leadership vacuums over the years, which paved the way for the protest movement. Lebanon is now facing one of the most serious financial crises in its history which has crippled the economy. The state has defaulted on debt payments and banks are imposing de facto capital controls on withdrawals while Carnegie’s Middle East Center estimates that close to US$800 million were transferred out of the country within the first three weeks of the protests. The Lira lost 80% of its value over nine months; by July this year and Lebanon became the first country in the region to enter hyperinflation.  Even before the COVID-19 crisis hit, the World Bank had estimated that up to 45% of Lebanese citizens would be below the poverty line by the end of 2020. Despite undeniable evidence that the situation was untenable, prior to the explosion, discussions with the IMF had been stalled for months, and Alain Bifani, the finance ministry’s director-general, had resigned over state officials’ unwillingness to acknowledge the scale of the crisis and achieve consensus to identify solutions. The contract for a forensic audit of the Central Bank was only signed in August, and the audit itself did not begin until September.

The international community has offered loans and significant humanitarian aid to support victims and the reconstruction of Beirut. Tellingly, several governments have pledged that they would not disburse aid through the government, and are prioritising non-governmental organisations that have been at the forefront of assessment and reconstruction needs. Aid disbursed through the government, and renewed commitments to unlock funds promised by the CEDRE conference in 2018, are conditional on stringent anti-corruption reforms being adopted and must be accompanied by strict oversight. In this regard, it is crucial that Lebanese civil society and non-profit organisations are granted access to sufficient information to oversee the disbursement of aid and prevent funds from being lost.

As part of the broader powers and responsibilities granted to the Lebanese Armed Forces (LAF) under the state of emergency proclaimed after the explosion, the military has been given the crucial role of coordinating the distribution of humanitarian aid and supporting other public bodies in their reconstruction efforts. In carrying out these roles, and with the additional powers from which they benefit, it is crucial that the LAF ensure the highest standards of integrity and transparency with the Lebanese public. The LAF has benefitted from a high level of trust in the past, and remains one of the most representative branches of government – the institution must ensure that it maintains trust and supports ways forward for the Lebanese, in particular as Lebanese citizens and organisations rebuild.

The coming months will be crucial for Beirut’s reconstruction and to help lift Lebanon out of the crisis it is experiencing. Anti-corruption measures and transparency, not only in the disbursement of aid but also in reform efforts, should be prioritised by the armed forces themselves, and more broadly by an incoming government committed to resolve the financial and political crises Lebanon currently faces as the country seeks international support. The Lebanese Transparency Association (LTA), Transparency International’s national chapter in Lebanon, has been advocating alongside Transparency International – Defence & Security for increased transparency and accountability of the defence sector since 2018. In 2020, LTA continued to emphasise the urgent need for further transparency with constituents, and for the armed forces to implement access to information legislation to allow Lebanese citizens to understand how the body functions. As the LAF maintain responsibility in the aftermath of the explosion, both for aid disbursement and for maintaining security alongside security forces, clear communications and oversight of the defence sector are critical.

The explosion and its aftermath have brought issues that Lebanese citizens were familiar with – and which pushed many to the streets over the last year – to the forefront of Lebanon’s dealings with the international community. Only by tackling the root causes, continuing to push for reform, and beginning to rebuild institutions in which the public can trust, will Lebanon have a chance to become more stable and pave a way out of the crisis. Lebanese politicians have often shown willingness to commit to reforms when dealing with the international community in the past. However; reforms have then stalled due to a lack of consensus, for instance leading to delays in implementing access to information legislation, or in selecting members for the National Anti-Corruption Commission. As the international community aims to support Lebanese citizens and help rebuild Beirut, they should be wary of attempts to divert assistance, and of mismanagement in the disbursement of funds. Instead, any international and national initiatives should support Lebanese citizens’ calls to dismantle the root causes of corruption, for the political class to seriously address the financial crisis, and for concrete and measurable steps for reform and accountability.

 

Benedicte Aboul-Nasr is Transparency International – Defence & Security’s Project Officer working on Conflict and Insecurity, with a focus on the MENA region. She has a background in international humanitarian law and the protection of civilians, and currently researches links between corruption and situations of crisis and conflict.

Governance reforms, including to security sector, are urgently needed

 

23 October 2020 – Transparency International condemns the Nigerian state’s excessive use of force and the continued perpetration of violence against peaceful protesters.

Protests that began with demands for an end to police brutality and the Special Anti-Robbery Squad (SARS), have since transformed into wider calls for an end to corruption and the looting of public funds. The government must respond to these calls with serious evidence-based anti-corruption reforms, including to the security sector, in dialogue with civil society.

Natalie Hogg, Director of Transparency International – Defence & Security, said: “The appalling violence we have seen against peaceful protestors has to end. The only way to restore the much-needed trust in relations between Nigerian citizens and the security sector is to respect and protect basic human rights. Further repressive actions against legitimate demands for an improved security sector in Nigeria will only escalate the situation.”

Nigeria’s score on the Government Defence Integrity Index by Transparency International – Defence & Security rates corruption risks in the country’s security sector as Very High, with extremely limited controls in operations and procurement. While oversight mechanisms are in place, they often lack coordination, expertise, resources, and adequate information to fully perform their role.

In addition, Nigeria has seen no significant improvement in Transparency International’s Corruption Perceptions Index since the current methodology was introduced in 2012. The 2019 Global Corruption Barometer for Africa found that Nigerians rate the police as the most corrupt institution in the country. Almost half of those surveyed reported paying a bribe to the police in the previous 12 months.

Delia Ferreira Rubio, Chair of Transparency International, said: “Corruption deprives ordinary people of their rights to peace, health, security and prosperity. It robs young people of a future in which they can fulfil their potential, and it misappropriates the wealth of a nation for the benefit of the few. Peaceful protesters exercising their right to freedom of assembly must never be met with violence and brutality. Citizens’ demands for an end to corruption must be heard and acted upon.”

Auwal Musa Rafsanjani, Executive Director of the Civil Society Legal Advocacy Centre (CISLAC), Transparency International’s national chapter in Nigeria, said: “The government of Nigeria must immediately stop deploying troops against protestors. The young people who have taken to the streets have a constitutional right to express their grievances through peaceful protest without facing violence and brutality from the state. Together with our civil society partners in Nigeria, we stand ready to work with the government on the root and branch reforms needed to the police and security agencies, and to stop the looting of public funds through corruption. We also condemn the violence and the destruction of property by groups that have infiltrated the peaceful protests.”

Despite promising initiatives, tackling corruption in the Nigerien security sector is still hindered by secrecy

 

By Flora Stevens, Project Officer – Global Advocacy

 

Africa’s Sahel has been plagued with conflict and insecurity for more than a decade, and the recent ramping up of violence in the region is putting already weakened armed forces under increased strain. Defence sectors across the region suffer from low levels of civilian democratic control, weak institutional oversight and are struggling to fulfil their mission to improve security in the face of a sharp uptick in attacks from non-state armed groups.

Sandwiched between jihadi militants operating in Mali and Burkina Faso to the west, Boko Haram and affiliated groups continuing to launch devastating attacks in Nigeria to the south and war-torn Libya to the north, Niger has found itself drawn into these conflicts. The complex operational requirements of bringing security to the country, with the huge distances between major settlements, porous borders and hundreds of thousands of displaced people, would pose a challenge for any armed force. But Niger, like its neighbours in the region, is also grappling with the debilitating issue of corruption in its defence sector.

Transparency International Niger has been part of the fight against corruption since 2001. The chapter works to raise public awareness of corruption issues and offers anti-corruption training to citizens. “This has enabled us to mobilise and engage citizens in the fight against corruption in our country,” said Hassane Amadou Diallo, head of the organisation. Transparency International Niger has recorded a series of major successes in its work, including a long-running advocacy campaign which culminated with Niger ratifying the United Nations Convention against Corruption in 2006, and a separate effort to abolish the ‘entrance exam’ to the civil service, a highly competitive processes which on two occasions was marred by fraud and corruption.

More recently, working with Transparency International – Defence & Security, the chapter has been involved in tackling the pernicious issue of defence corruption. Despite recent promising initiatives at national level, efforts designed to fight corruption and improve defence governance have been hindered by a high level of secrecy. It was recently revealed that almost 40% of the $312 million Niger spent on defence procurement contracts over the last three years was lost through inflated costs or materiel that was not delivered, according to a government audit of military contracts. “More than 90% of the contracts awarded to the Ministry of Defence were negotiated by direct agreement, which favoured corruptive practices and overbilling”, said Hassane Amadou. “The competition is unfair, fictitious and sometimes non-existent.” These findings came as the crisis in the Sahel continues to worsen, with hundreds of Nigerien security forces killed in fighting. At the same time, troops on the front line have complained about a lack of kit or being provided with inadequate equipment. Hassane Amadou said the audit that uncovered the extent of the procurement mismanagement would now be subject to a lengthy legal challenge. “TI Niger is hoping a fair trial will take place and that those responsible will be punished in accordance with the law,” he said.

While the findings of the audit are shocking, they unfortunately do not come as a surprise. Transparency International – Defence and Security’s Government Defence Integrity Index (GDI) recently found that while government procurement regulations are clearly spelled out in law, there is a long-standing exemption for defence procurement. The 2016 Code of Public Procurements omits goods, equipment, supplies and services related to defence and security, which effectively leaves the door open to the sort of corrupt practices uncovered by the audit.

Hassane Amadou said that TI Niger has shared the main conclusions of the GDI findings with those in charge of the defence and security forces in the country. “On the basis of the GDI, we then developed an action plan targeting various stakeholders, namely the Ministry of Defence, the parliament, defence and security officials, technical and financial partners, the media and civil society,” he said.

But while there have been signs that Niger is striving to improve its security sector governance as a key pillar for future development and long-term peace and stability, the lack of emphasis on the issue of corruption could critically undermine the effectiveness and sustainability of the whole process.

Despite the impressive reform efforts of the past few years, including the 2016-2021 Renaissance Programme, the 2016 Anti-Corruption Bill, and the 2018 National Strategy to Fight Corruption, Niger is struggling to ensure their effective implementation. The Nigerien government should primarily focus on closing this gap and on rectifying loopholes that allow for corruption in the defence procurement sector to thrive. This could include revising relevant legislation to ensure it effectively applies to all defence acquisitions, with no exceptions.

It is fundamental for the Nigerien military to fully grasp the intrinsic link between corruption and operational efficiency. An important focus area must be the deployment of trained professionals to monitor corruption risks in the field. There is unfortunately currently little evidence of this. There is no pre-deployment corruption-specific training for personnel and no guidelines on addressing corruption risks during operations.

To tackle the security threats Niger is facing, mitigating corruption risks in the defence sector is paramount and requires a robust, disciplined and integrated approach on the part of the Niger government. It needs to ensure civilian oversight is strengthened through well-functioning oversight mechanisms, while making sure corruption is approached in a systemic or comprehensive manner during troop deployment.

With security threatened by increasingly belligerent armed actors and a hastened drawdown of international troops due to COVID-19, Iraq cannot afford to leave its defence institutions open to corruption.

By Benedicte Aboul-Nasr

 

Since October 2019, Iraq has seen tensions in its political sphere, including public protests, declining oil prices, increasing risks of proxy war between the US and Iran, and the resurgence of violent armed groups; the COVID-19 pandemic has exacerbated an already precarious security situation. After six months without a government, Iraq’s parliament appointed Prime Minister Mustafa Al-Kadhimi in May 2020, and granted his full cabinet confidence in June. To respond to the state’s most urgent priorities, the incoming government and its international partners should urgently consider addressing risks of corruption and human rights violations, in particular in the defence sector, to guarantee that the defence forces have the capacity, resources, and popular backing, to respond to priorities.

In research published this week, Transparency International – Defence & Security has found Iraq’s defence sector to be at critical risk of corruption, and lacking anti-corruption and transparency mechanisms. In fact, our Government Defence Integrity Index (GDI) indicates that Iraq is particularly vulnerable to risks relating to finances and personnel, and does not fare much better in the areas of political, operational, and procurement corruption risks, with an overall score of 9/100 on the Index. Corruption has been linked to the erosion of institutions and of trust, and is one of the main grievances driving the protests that broke out last October. As critical as these results are, they offer the new government a blank slate to meaningfully reform the defence sector from the ground up; this will be imperative to secure longer-term security for the country.

COVID-19 has added another threat; the crisis has severely affected Iraqi citizens, as security forces enforce curfews against a backdrop of unrest and accusations of forces deliberately firing on protesters, killing over 600, injuring thousands, and recent reports of ill-treatment and torture of anti-government protesters. It is also likely to disproportionately affect displaced populations, more vulnerable to the pandemic following years of conflict and displacement, with more poorly resourced accommodation, protection, and health systems. Crucially, the pandemic has also generated additional security challenges, as the government and defence institutions redirect resources towards its pandemic response, while simultaneously countering the apparent resurgence of extremist groups. Indeed, Iraq is already facing the resurgence of the Islamic State in Iraq and the Levant (ISIL), which are seeking to exploit the governance vacuum and the pandemic to resurface.

Governments around the globe have rapidly shifted their own priorities in response to COVID-19. Within weeks of the outbreak, France, Canada, the United States and several European countries in the global coalition against ISIL announced temporary withdrawals of their troops from Iraq and from NATO Mission – Iraq. Meanwhile, Operation Inherent Resolve announced that it had stopped training Iraqi security forces, as the Iraqi military also suspended its trainings to reduce the spread of the virus. Against this backdrop, ISIL has actively called for its members to ‘act’, encouraging supporters to ‘exploit disorder’ and is increasing the pace and violence of attacks, taking advantage of the drawdown of international troops.

Countering corruption risks in defence must therefore become a priority. Doing so would limit the risks of abuses of civilian populations, illegal trade of cultural property, of theft or diversion of already limited resources, and would ensure that Iraq’s defence institutions can respond to the multiple challenges it faces. Iraq has seen the consequences of a poorly governed and corrupt defence sector: the military cannot afford vulnerabilities akin to those that enabled the rise of ISIL in 2014. At the time, corruption fuelled problems which left troops hollowed out and outnumbered, such as equipment theft and ‘ghost soldiers’ – members of the military whose names were registered and salaries disbursed, without being present in military ranks. ISIL actively used these issues as recruitment tools in its propaganda, and militants developed government functions in areas where relations with government had deteriorated for years. The group benefitted more concretely from the erosion of security services, where corruption had thrived, to take over swathes of territory, leading to the prolongation of the conflict. Despite the military defeat of the group in 2018, these vulnerabilities remain and risk weakening the Iraqi armed forces when they are most needed.

Iraq’s defence institutions and oversight are severely lacking, and do not fulfil basic requirements of anti-corruption and transparency. Yet they can no longer afford a weak stance on corruption, nor on human rights. To avoid exploitation of existing vulnerabilities and erosion of the defence and security forces similar to those that led to Mosul’s fall in 2014, the government must turn its attention to defence governance, and tackle existing vulnerabilities such as those highlighted by the GDI. The incoming government is in a unique position to do so, and has already pledged to investigate the allegations of torture disclosed by the UN. The government could also take concrete steps and measures to strengthen integrity and accountability within the armed forces. In addition, both the new Defence Minister, Juma Inad, and Interior Minister, Osman Ghanimi, have extensive and highly respected military backgrounds and an in depth understanding of Iraq’s security challenges which could support reform of the defence and security sectors.

International partners have a critical role to play and should actively promote instilling anti-corruption systems into longer-term institution building and reconstruction efforts. For instance, international partners should prioritise including anti-corruption and integrity building within training courses and partnerships with the armed forces. They could also, as a means of supporting longer term development of defence institutions, support the development of accountability structures, such as streamlining a code of conduct for all military forces, developing and implementing mechanisms to allow whistle-blowing and whistle-blower protections within the armed forces, and setting up clear systems for investigations of allegations of abuse.

Armed groups in the country and its neighbourhood are becoming more belligerent, taking advantage of the pandemic and withdrawal of international forces. In this context, weeding out corruption in institutions, and strengthening anti-corruption mechanisms in the longer term, will be essential for Iraq’s government to begin restoring trust, and for armed forces to effectively respond to security threats and the resurgence of non-state belligerents.

 

Benedicte Aboul-Nasr is a Project Officer at Transparency International – Defence & Security. Her areas of focus are the MENA region, and how corruption affects conflict and security in the region.

This article originally appeared on the Royal United Services Institute (RUSI) website.

By Ara Marcen Naval and Karolina MacLachlan.

 

Throughout the coronavirus outbreak, all eyes have been on the sector providing the frontline response to the epidemic: healthcare. But as the military steps in to assist in a growing number of countries around the world, there are questions about whether that could lead to additional problems.

The military capacity for rapid, large-scale movements – whether to protect hospitals, distribute supplies or increase transport capabilities – can be essential in responding to an infectious disease outbreak. Large-scale military deployments are likely to have the biggest impact in countries with weak healthcare systems and governance, limited civilian response capacities, vastly dispersed populations, or ongoing conflict and insecurity.

As low-income countries brace for the onset of the coronavirus pandemic and health authorities warn of challenges ahead, it is important to remember that large-scale military operations in support of the response to coronavirus in fragile and conflict states carry significant risks. Political, financial and health crises often expose cracks in the system that are less noticeable in more settled times. For instance, long-term governance gaps and ongoing corruption in armed forces can undermine civilian trust, making their work during crises more difficult. Military deployments during the Ebola outbreaks in the DRC and Liberia in 2014 and 2019 are examples of the role armed forces can play in limiting the scale of an epidemic – yet groups such as Médecins Sans Frontières also argued that years of abuse at the hands of the DRC’s military had made the local population wary of these troops, undermining their efforts.

Transparency International’s Defence and Security research shows that in many developing and fragile states, defence sectors tend to be poorly governed. High levels of secrecy and dysfunctional oversight structures often enable fraud, corruption and a wide range of abuses. The coronavirus crisis, like others before, has the potential to exacerbate these vulnerabilities, weakening militaries when they are needed most.

For example, where frontline soldiers go unpaid or have their salaries stolen by senior officers – a problem which research indicates affects the DRC, Iraq, Mali and Nigeria – militaries could see ill-disciplined units prone to avoiding service, busy trying to secure other sources of income or abusing civilians. A health and humanitarian emergency, which puts frontline responders at additional risk, could prove too much for those troops to handle, while sudden access to scarce resources could provide opportunities at the expense of the civilian population. Where militaries are already affected by corrupt practices, acceptance of small bribes and other favours can undermine containment efforts. Simultaneously, favouritism or corrupt networks could skew distribution of healthcare equipment by influencing the choice of priorities. Disciplinary issues, usually more widespread in states with weaker overall defence governance, could make an appearance or be exacerbated by the crisis. In the Philippines, for instance, President Duterte has already given police and military officials the order to shoot ‘troublemakers’.

Finally, a health and humanitarian crisis could see deployments of foreign troops into fragile and conflict states. As the Ebola example suggests, sizable deployments of US and UK forces into Liberia and the DRC helped construct and protect health facilities, distribute supplies and train healthcare workers. However, as international forces intervene in crises, the tangible and intangible resources they bring ­– such as cash, necessary items and political support for local actors – could further strengthen corrupt networks, as has been seen in countries such as Afghanistan. As Transparency International’s guidance on military interventions indicates, international forces themselves are also not immune to corruption, exacerbating challenges already in existence.

As economies weakened by coronavirus will require additional investment to rebuild, countries cannot allow uncontrolled resource outflows through defence and security institutions. Governments should take measures to strengthen defence governance immediately, offering a maximum level of protection in the short term and strengthening the global response. The authors recommend, for instance:

Inserting anti-corruption measures and the highest levels of transparency at the core of any new legislation (including that governing the distribution of resources) to respond to the emergency. This should include making publicly accessible contracts that govern financial flows and procurement associated with the crisis.
Ensuring that military deployments to help manage the emergency have clear timelines, independent oversight and are subject to review and audit mechanisms.
Extending protection to whistleblowers to help ensure that those who see corruption, whether in healthcare or in defence, can safely report it.
In the longer term and as the crisis recedes, it is key that attention to oversight and control of the defence sector becomes a priority, especially in fragile and conflict-affected states. Defence, healthcare and development are not mutually exclusive; slippage in one is likely to endanger progress in the other. Without fixing defence, sustainable development and better healthcare are unlikely to take root, especially in the most vulnerable countries.

Ara Marcen Naval is the Head of Advocacy for Transparency International – Defence & Security.

Karolina MacLachlan is Transparency International – Defence & Security’s Regional Programme Manager for Europe.